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Event Details

Date:
Hosted By: Investment Management and Securities Litigation groups
Questions: events@fredlaw.com

On March 12, 2020, our Investment Management and Securities Litigation attorneys provided an update on and analysis of Regulation Best Interest (Reg BI), including:

  • Best Interest Standard
  • Form CRS, requirements and delivery
  • Rule amendments under the Investments Advisers Act
  • Fiduciary duty standard and impact of Reg BI

Presenters

  • Christian Hokans, Fredrikson & Byron
  • Jessica Sharpe, Fredrikson & Byron
  • Sandra Smalley-Fleming, Fredrikson & Byron
  • Ryan Young, Fredrikson & Byron

For more information on Fredrikson's Investment Management Group, contact Sandy Smalley-Fleming.

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